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Regulatory Compliance
Powerful auditing and reporting that goes to the

granular level to meet the most stringent regulations.

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REGULATORY COMPLIANCE

Basel II
Corporate Governance
Gramm-Leach-Bliley
HIPAA
Identity Theft/SB 1386
ITAR/Export Control
NASD 2711
Sarbanes-Oxley
Sec 17a-4
OMB M-06-16


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ERM Overview Demo

Gramm-Leach-Bliley

The Gramm-Leach-Bliley Act Safeguards Rule requires financial institutions to prevent unauthorized access to non-public personal information.  Financial institutions must take steps to ensure the security and confidentiality of non-public personal information such as:

  • A consumer's name, address, social security number, and account number
  • The fact that an individual is a customer of a particular financial institution
  • Information a consumer provides on an application
  • Information from a "cookie" obtained in using a website
  • Credit histories on a consumer report obtained by a financial institution

Complying With Gramm-Leach-Bliley

Liquid Machines Document Control and Email Control help financial institutions comply with the Gramm-Leach-Bliley Act by:

  • Protecting non-public personal information wherever it is used or sent
  • Automatically identifying and protecting email that contain non-public personal information
  • Enforcing content access and usage through enterprise-defined policies so only authorized users can see and use the information
  • Providing detailed logs and audit trails of content access and usage in a format that can be easily stored, viewed and imported into other enterprise systems
  • Supporting compliance activities without changing the way users work
Privacy Compliance & Liquid Machines Enterprise Rights Management

This whitepaper examines the issue of identity theft and how Liquid Machines ERM solutions can help your enterprise meet the information protection requirements outlined in regulations such as CA SB 1386, Gramm-Leach-Bliley, and HIPAA.





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